General Provisions
Article 1
The Canadian Commercial Arbitration
Centre
1. The Canadian Commercial Arbitration Centre
(hereafter the "Centre" ) is a non-profit organization which seeks
in particular to promote and facilitate the resolution of disputes
by means of arbitration, in accordance with the procedure laid down
in its International Arbitration Rules (hereafter the
"Rules").
2. The Centre is not a body for settling the
disputes submitted to arbitration in accordance with its Rules. The
role of the Centre is to ensure the application of the
Rules.
3. The functions entrusted to the Centre
under the Rules are of a purely administrative nature. The
decisions taken by the Centre with regard to disputes submitted to
arbitration in accordance with the Rules are final, without appeal
and do not state the reasons upon which they are based.
4. The Centre may provide its services
directly or, if the parties have mutually agreed, through the
facilities of arbitral institutions with which it has entered into
a cooperation agreement.
Article 2
Scope of Application
1. Where parties have agreed to settle a
dispute by means of arbitration under the auspices of the Centre
without designating the applicable rules and that dispute denotes
an international commercial character, they are deemed to have
submitted the dispute to arbitration in accordance with the
Rules.
2. Where parties have submitted or are deemed
to have submitted a dispute to arbitration in accordance with the
Rules, the dispute shall be settled in accordance with the Rules in
effect at the date of commencement of the arbitral procedure,
unless the parties have agreed otherwise.
3. The Rules govern the arbitration except
where, and insofar as, they are in conflict with any rules of law
from which the parties may not depart.
Article 3
Definitions and Interpretation
1. In the Rules:
a) "Tribunal" means one or more
arbitrators;
b) "Claimant" or "Respondent" refers to one
or more claimants or respondents;
c) "Party" means, as the case may be, the
Claimant or the Respondent whereas "parties" designates the
Claimant and the Respondent;
d) "Award" includes in particular an interim,
a partial or a final Award.
2. The Rules shall be interpreted taking into
account their international character and the general principles of
international commercial arbitration from which they draw
inspiration.
3. In all matters not expressly provided for
in the Rules, the Centre and the Tribunal shall act in the spirit
of the Rules and shall make every effort to bring the arbitration
to its conclusion and ensure that the Award is
enforceable.
Article 4
Confidentiality
1. Unless otherwise agreed by the parties,
the Centre, the arbitrators and the parties undertake to keep
confidential and not to disclose or to use outside of the arbitral
procedure any information not otherwise in the public domain which
was obtained or generated by virtue of the arbitration, including
the existence of the arbitration itself as well as the decisions
and deliberations of the Tribunal.
2. The information referred to in paragraph 1
may be disclosed, in good faith, only insofar as it is strictly
necessary to satisfy a legal requirement. A party who intends to
proceed with such a disclosure shall give reasonable advance notice
to all other parties involved.
3. The information referred to in paragraph 1
may also be disclosed in good faith in order to protect or to
pursue a legal right, particularly in the context of legal
proceedings seeking the enforcement or the annulment of an Award
made by the Tribunal.
4. A party shall be responsible for the
breach by its employees or its advisors of any duty of
confidentiality owed under the Rules. A party who calls witnesses
shall inform them of such duty and shall invite them to subscribe
thereto.
Article 5
Waiver
A party who knows of a failure to comply with
any provision of the Rules, any other rules applicable to the
arbitral proceedings, any direction given by the Tribunal, or any
requirement under the arbitration agreement relating to the
constitution of the Tribunal, or to the conduct of the arbitral
proceedings, and yet proceeds with the arbitration without raising
its objection without undue delay shall be deemed to have waived
its right to object.
Article 6
Exclusion of Liability
Neither the Centre - including its employees,
directors, advisors, members and the members of each of its related
bodies - nor the Tribunal and the Tribunal experts are liable for
any act or omission in relation to the arbitration and they cannot
be compelled to testify or to make any statements with regard to
the arbitration.
Article 7
Representation and Assistance
The parties may be represented or assisted by
the persons of their choice. The names and details of such
representatives, as well as any changes in connection thereto,
shall be communicated immediately to the other party, the Centre
and the Tribunal.
Article 8
Default Procedure
If any of the parties refuses or fails to
take part in the arbitration or any stage thereof, the arbitration
shall proceed notwithstanding such refusal or failure.
Article 9
Notifications and Time limits
1. Unless otherwise agreed by the parties,
all notifications or communications shall be in writing and
delivered with acknowledgement of receipt or transmitted by any
rapid means of communication providing evidence of its
transmission.
2. A notification or other communication
shall be deemed effective if made to the last known address of the
party or its representative to whom it is addressed .
3. All notifications and communications made
prior to the constitution of the Tribunal, except with regard to
the Request for Arbitration and the Answer to the Request, shall be
transmitted to the Centre and to the other party. Additional copies
shall be simultaneously supplied to the Centre in a number
sufficient for constituting a file for each arbitrator. A copy of
any other notification or communication emanating from the parties
or the Tribunal shall be transmitted to the Centre, where the
latter is not the intended recipient.
4. Any time limit triggered by a notification
or communication shall start on the day following the day when the
notification or communication is received. If the last day of the
time limit is an official holiday or a non-business day in the
place where it is received, the time limit shall be extended until
the next business day. Official holidays and non-business days are
included in the calculation of time limits.
5. Parties may agree to abridge any time
limit fixed under the Rules. When such an agreement is reached
after the constitution of the Tribunal, it shall take effect only
with the Tribunal's consent.
6. A time limit provided under the Rules,
whether fixed by the Tribunal or agreed upon by the parties for the
purposes of the arbitral procedure, including time limits related
to any notification or communication between the parties, may, at
any time, be extended or reduced by the Tribunal or, if needed by
the Centre. The Tribunal is not, however, empowered under any
circumstances to extend a time limit that has been imposed on it.
The Centre may, however, grant such an extension even when the time
limit has expired.
Article 10
Settlement of the dispute
At any stage of the arbitration, the parties
may attempt to settle the dispute by such means as negotiation,
mediation or conciliation. When requested by all parties and under
conditions determined by the Centre, it shall suspend the arbitral
proceedings in order to allow the parties to discuss a
settlement.
Commencement of the Arbitration
Article 11
Request for Arbitration
1. A party wishing to submit a dispute to
arbitration under the Rules shall file a written Request for
Arbitration (the "Request") with the Centre.
2. The date of the commencement of the
arbitral procedure shall be the date on which the Centre receives
the Request.
3. In particular, the Request shall
contain:
a) a request that the dispute be referred to
arbitration in accordance with the Rules;
b) the name and descriptions, capacity and
address, telephone and fax numbers, and electronic mail address for
each party;
c) a statement as to the nature of the
dispute and the circumstances out of which it arose;
d) a summary of the substance of the Request,
the relief sought and, to the extent possible, the amount(s)
claimed;
e) a copy of the relevant arbitration
agreement as well as any documents and particulars of such nature
as to establish clearly and sufficiently the substance of the
dispute, including the contracts in relation to which the dispute
has arisen;
f) any proposal or comment from the Claimant
as to the seat of the arbitration, applicable rules of law, the
language of the arbitral proceedings and the constitution of the
Tribunal (number of arbitrators, choice, capacity or identity and
appointment procedure)
4. The Request shall be filed with the Centre
in as many copies as are needed for constituting the Centre's file
and each arbitrator's file, as well as for notifying each
Respondent.
5. The Request shall be accompanied by the
payment of the registration fees.
6. In the event that the Claimant fails to
comply with one of the requirements set out in paragraphs 3, 4 and
5, the Centre may fix a time limit within which the Claimant must
comply, failing which the Request shall be archived and the
arbitral procedure deemed never to have commenced.
7. The Centre shall notify the Request to the
Respondent and inform the parties of the date of the commencement
of the arbitral procedure.
Article 12
Answer to the Request for Arbitration and
Counterclaim
1. Within 30 days from the notification of
the Request by the Centre, the Respondent shall file its Answer to
the Request for Arbitration (the "Answer") which shall contain, in
particular :
a) its name and descriptions, capacity and
address, telephone and fax numbers, and electronic mail
address;
b) its comments as to the nature and the
circumstances of the dispute giving rise to the claim and its
positions with regard to the allegations of the
Claimant;
c) its own statement as to the nature of the
dispute and the circumstances out of which it arose;
d) its position with regard to the claim, the
relief sought, and, if any, the amount(s) claimed;
e) any proposal or comment as to the seat of
the arbitration, the applicable rules of law, the language of the
arbitral proceedings and the constitution of the Tribunal (number
of arbitrators, choice, capacity or identity and appointment
procedure) in response, as the case may be, to proposals, comments
or indications made by the Claimant.
2. Any counterclaim(s) made by the Respondent
shall be filed with the Answer and shall contain, in
particular:
a) a request that the dispute be referred to
arbitration in accordance with the Rules;
b) a statement as to the nature of the
dispute giving rise to the counterclaim and the circumstances out
of which it arose;
c) a summary of the substance of the claim,
the relief sought and, to the extent possible, the amount(s)
claimed d) a copy of the relevant arbitration agreement as well as
any documents and particulars of such nature as to establish
clearly and sufficiently the substance of the dispute, including
the contracts in relation to which the dispute has
arisen.
3. The Answer shall be filed with the Centre
in as many copies as are needed for constituting the Centre's file
and each arbitrator's file, as well as for notifying each
Claimant.
4. The Centre shall notify the Answer to the
Claimant.
5. The Claimant may submit a Reply to any
counterclaim within 30 days from the date when the counterclaim was
notified by the Centre.
Article 13
Consolidation
When a party submits a Request in connection
with a legal relationship in respect of which an arbitral procedure
between the same parties is already pending under the Rules, the
Centre may, at the request of a party, decide to include the claims
contained in the Request in the pending arbitral procedure if it is
satisfied that the arbitration agreements are compatible and that
consolidation would be appropriate.
Article 14
New Parties
1. Before the Tribunal has been constituted,
the parties may mutually agree to include in the arbitral
procedure, as Claimant or Respondent, any new party who agrees
thereto.
2. The new parties shall be entitled to
respond, in accordance with the Rules, within 30 days after the
file has been communicated to them by the Centre and, as the case
may be, to make their own claims.
Article 15
New or Modified Claims
1. Before the Tribunal has been constituted,
the parties may submit new or modified claims or counterclaims to
the Centre which shall, upon receipt, notify the parties involved
thereof. The parties shall respond to the new or modified claims or
counterclaims within a period of 30 days.
2. After the Tribunal has been constituted,
no party shall make new or modified claims or counterclaims unless
it has been authorized to do so by the Tribunal, which shall
consider the nature of such claims or counterclaims, the stage of
the arbitral procedure and other relevant circumstances.
The Arbitral Tribunal
Article 16
Autonomy of the Parties and Role of the
Centre
1. Insofar as the parties have not agreed
otherwise, the Tribunal shall be constituted in accordance with the
provisions of Article 17 of the Rules.
2. Any arbitrator designated by the parties
or one of them, by co-arbitrators or by any other authority
pursuant to a procedure agreed upon by the parties, shall be
subjected to confirmation by the Centre.
3. Where the Centre is required to appoint an
arbitrator, it shall be at liberty to choose any person whom it
regards as suitable. It shall consider, in particular, the
arbitrator's nationality, residence and other relationships with
the countries of which the parties are nationals as well as the
arbitrator's availability and ability to conduct the arbitration in
accordance with the Rules.
4. Unless the parties are all of the same
nationality, each one of them may require that the sole arbitrator
or the presiding arbitrator of the Tribunal be of a nationality
other than those of the parties.
Article 17
Constitution of the Tribunal
1. Where the parties have not agreed on the
number of arbitrators within a period of 30 days from the
notification to the Respondent of the Request for Arbitration, the
Centre shall appoint a sole arbitrator. However, if the Centre
decides that the circumstances of the case are such as to warrant
the constitution of a Tribunal of three arbitrators, it shall
promptly inform the parties thereof.
2. Where the parties have agreed that the
dispute shall be settled by a sole arbitrator, they may, by
agreement, designate the sole arbitrator. If the parties fail to
agree on the identity of the sole arbitrator within a period of 30
days from the notification to the Respondent of the Request for
Arbitration, the sole arbitrator shall be appointed by the
Centre.
3. Where the parties have agreed that the
dispute shall be referred to a Tribunal of three arbitrators, each
party shall designate one arbitrator in the Request and the Answer,
respectively. The co-arbitrators shall jointly designate the
presiding arbitrators.
4. Where the Centre has determined that the
constitution of a Tribunal of three arbitrators is appropriate, the
Claimant shall designate an arbitrator within a period of 15 days
from the notification of the decision of the Centre, and the
Respondent shall designate an arbitrator within a period of 15 days
from the notification of the appointment or confirmation by the
Centre of the first co-arbitrator. The co-arbitrators shall jointly
designate the presiding arbitrators.
5. Where a Tribunal of three arbitrators is
to be constituted:
a) If a party fails to designate an
arbitrator within the prescribed time limits, the appointment shall
be made by the Centre. The presiding arbitrator of the Tribunal
shall be designated jointly by the co-arbitrators;
b) In the absence of a joint designation of
the presiding arbitrator by the co-arbitrators within a period of
15 days from the notification of the appointment or confirmation by
the Centre of the second co-arbitrator, the presiding arbitrator
shall be appointed by the Centre.
6. Where the constitution of the Tribunal
proves to be difficult or in order to ensure its validity, the
Centre may appoint any arbitrator or each of them and designate, if
needed, a presiding arbitrator, or take any other measures it
considers necessary.
Article 18
Independence, Impartiality and Undertaking of
the Arbitrator
1. Every arbitrator must remain independent
and impartial at all times.
2. Before he agrees to serve, a prospective
arbitrator shall sign a statement of independence and impartiality.
The arbitrator shall disclose in writing to the Centre any facts or
circumstances which might be of such a nature as to raise a
reasonable doubt with regard to his independence or
impartiality.
3. The Centre shall notify the statement
referred to in paragraph 2 to the parties, who shall communicate
their comments, if any, within a period of 15 days.
4. At any stage of the arbitral procedure, an
arbitrator shall immediately disclose in writing to the Centre, to
the parties and to the other members of the Tribunal, any facts or
circumstances that may arise during the arbitral procedure and
which might be of such a nature as to raise a reasonable doubt with
regard to his independence or impartiality.
5. By agreeing to serve, every arbitrator
undertakes to make himself available and to carry the arbitral
procedure to its conclusion with diligence, and in accordance with
the Rules.
Article 19
Challenge of an Arbitrator
1. The challenge of an arbitrator, whether
for an alleged lack of independence or impartiality or an alleged
lack of the qualifications agreed to by the parties, shall be made
by the submission to the Centre of a written statement specifying
the facts and circumstances on which the
challenge is based.
2. For a challenge to be admissible, it must
be notified to the Centre by a party either within 20 days from the
notification of the appointment or confirmation of the arbitrator,
or within 20 days from the date when the party making the challenge
was informed of the facts and circumstances on which the challenge
is based, if such date is subsequent to the latter
notification.
3. The Centre shall decide on the
admissibility and on the merits of the challenge after it has
afforded the parties, the arbitrator concerned and any other
members of the Tribunal an opportunity to comment in
writing.
4. The challenged arbitrator may request the
Centre to be relieved of his duties, without such action implying
acceptance of the validity of the grounds for the
challenge.
Article 20
Resignation and Dismissal
1. An arbitrator may be relieved of his
duties upon the acceptance by the Centre of his resignation or upon
the request of all parties.
2. If an arbitrator fails to fulfil his
functions, or for any reason is prevented from fulfilling them with
diligence and in accordance with the Rules, the Centre may, at the
request of a party or on its own initiative, relieve the arbitrator
of his duties.
3. When the Centre contemplates the
possibility of relieving an arbitrator of his duties, it shall
decide on the matter, if applicable, after it has afforded an
opportunity for the parties, the arbitrator concerned and any other
members of the Tribunal to comment in writing.
Article 21
Replacement
1. If any vacancy occurs within the Tribunal,
the Centre shall proceed as soon as possible with the appointment
of a substitute arbitrator, in accordance with the original
appointment procedure. In cases where an arbitrator designated by a
party is successfully challenged or otherwise relieved of his
duties, the Centre, taking into account the circumstances of the
case and the principle of equality between the parties, may bypass
the original procedure and proceed directly with the appointment of
a substitute arbitrator.
2. Once reconstituted, the Tribunal shall
determine if and to what extent prior arbitral proceedings shall be
repeated.
3. Where a vacancy within a Tribunal of three
members occurs after the closing of the arbitral proceedings, the
remaining arbitrators, taking into account the circumstances of the
case and after consultation with the parties, may decide to bring
the arbitration to its conclusion without a substitute arbitrator
being appointed.
The Arbitral Proceedings
Article 22
Language of the Arbitral
Proceedings
1. In the absence of an agreement between the
parties, the Tribunal shall determine the language or languages of
the arbitral proceedings, taking into consideration the
circumstances of the case and any observations of the
parties.
2. Before the Tribunal has been constituted
and in the absence of an agreement between the parties, the Centre
may, at the request of a party and taking into consideration the
circumstances of the case and any observations of the parties, may
provisionally determine the language of the arbitral
proceedings.
Article 23
Seat of the Arbitration
1. In the absence of an agreement between the
parties, the Tribunal shall fix the seat of the arbitration taking
into consideration the circumstances of the case and any
observations of the parties.
2. Hearings and meetings shall be conducted
at the seat of the arbitration. However, after consultation with
the parties and unless they have agreed otherwise, the Tribunal may
conduct hearings and meetings at any location it considers
appropriate.
3. The Tribunal may deliberate at any
location it considers appropriate.
4. Before the Tribunal is constituted and in
the absence of an agreement between the parties, the Centre may, at
the request of a party and taking into consideration the
circumstances of the case and any observations of the parties,
provisionally determine the seat of the arbitration.
Article 24
Applicable Rules of Law
1. The parties shall be free to agree upon
the rules of law to be applied by the Tribunal to the merits of the
dispute. In the absence of such agreement, the Tribunal shall apply
the rules of law which it determines to be appropriate.
2. In all cases the Tribunal shall take
account of the provisions of the contract and the relevant trade
usages.
3. The Tribunal shall assume the powers of an
amiable compositeur or decide ex aequo et bono
only if the parties have agreed to give it such powers.
4. Unless they agree otherwise, the parties
expressly waive and forego any right to punitive or exemplary
damages insofar as such waiver can validly be made. The conduct of
the parties during the arbitral proceedings may however be taken
into account by the Tribunal in the apportionment of the costs of
the arbitration.
Article 25
Pleas as to the Jurisdiction of the
Tribunal
1. The Tribunal shall have the power to rule
on its own jurisdiction, including any objections with respect to
the scope, existence or validity of the arbitration agreement. The
Tribunal shall rule on such objections as a preliminary matter or
as part of the final Award.
2. The Tribunal shall have the power to
determine the existence or validity of a contract of which an
arbitration agreement forms part. Such an Arbitration Agreement
shall be treated as an agreement independent of the other terms of
the contract. A decision by the Tribunal that the contract is null
and void shall not, for that reason alone, render invalid the
Arbitration Agreement included in the contract.
Article 26
Interim and Conservatory Measures
1. The Tribunal may, at the request of a
party, order any interim or conservatory measure it deems
appropriate having regard to the circumstances of the
case.
2. A party may apply to any competent
judicial authority for interim or conservatory measures and such
application shall not be deemed to be a waiver of the arbitration
agreement.
3. Notice of any application made to a
judicial authority shall be given without delay to the Centre and,
if it is constituted, to the Tribunal.
Article 27
Transmission of the File
The Centre shall transmit the file to the
Tribunal as soon as the latter has been constituted. The Tribunal
shall only rule on claims for which the required advance on costs
has been duly paid.
Article 28
Conduct of the Arbitral
Proceedings
1. While ensuring that each party has an
equal and reasonable opportunity to present its case, the Tribunal
shall conduct the proceedings with diligence, using the means it
considers appropriate.
2. In the interest of efficiency, the
Tribunal may hold a preparatory conference with the parties for the
purpose of determining, in particular, the organization, the
sequence and the schedule of the proceedings.
3. After consultation with the parties, the
Tribunal shall decide which written statements, if any, shall be
submitted by the parties at each stage of the proceedings and
according to the sequence which it determines.
4. With the authorization of the parties or
of the Tribunal, the presiding arbitrator acting alone may take any
measure with regard to the proceedings, subject to review by the
Tribunal.
Article 29
Evidence
1. If a party so requests, the Tribunal shall
organise a hearing for the purpose of taking evidence from the
parties, the witnesses, or any other person. In the absence of such
a request, the Tribunal shall decide whether to hold a hearing, or
to conduct the proceedings on the basis of documents and other
materials alone.
2. When a hearing is to be held, the Tribunal
shall give the parties reasonable advance notice thereof. Unless
the parties agree otherwise, all hearings shall be held in
private.
3. Before a hearing, the Tribunal may require
either party to reveal the identity of the witnesses it wishes to
call, as well as of the subject matter of their
testimony.
4. The witnesses may be examined, under the
control of the Tribunal, by each of the parties. The Tribunal may
put questions to the witnesses at any stage of the
examination.
5. The Tribunal may, after consultation with
the parties, appoint one or more experts to assist it. The written
report of an expert appointed by the Tribunal shall be communicated
to the parties who, if one of the parties so requests, shall be
given the opportunity to put questions to the expert at a hearing.
The opinion of an expert on the issues submitted to him shall be
subject to the Tribunal's power of assessment.
6. At any stage of the proceedings, the
Tribunal may, at the request of a party or on its own initiative,
order a party to produce such documents or other evidence as it
considers necessary or useful.
7. The Tribunal shall determine the
admissibility, relevance and weight of any evidence submitted to
it.
Article 30
Closing of the Proceedings
1. When the parties have agreed to it or when
the Tribunal is satisfied that the parties have had a reasonable
opportunity to present their cases, the Tribunal shall declare the
proceedings closed. Thereafter, no further statements or arguments
may be submitted, or evidence produced.
2. Before the Award is made and in the
presence of exceptional circumstances, the Tribunal may decide to
reopen the proceedings while ensuring that the parties have an
equal opportunity to be eard.
Award
Article 31
Making of the Award
1. The Tribunal shall make its Award within
six months from the date when the file was transmitted to
it.
2. When the Tribunal is composed of more than
one arbitrator, an Award is given by a majority decision. If there
is no majority, the Award shall be made by the presiding arbitrator
alone.
3. The Award shall be made in writing and
shall state the reasons upon which it is based. It shall be signed
by all of the arbitrators. If one of the arbitrators refuses to
sign the Award or is unable to do so, the other arbitrators shall
make mention of the situation and the Award shall have the same
effect as if it had been signed by all of the
arbitrators.
4. The Award shall be deemed to have been
made at the seat of the arbitration and on the date stated
therein.
Article 32
Settlement and Award by Consent of the
Parties
1. If, before a final Award is made, the
parties reach a settlement, they may notify the Centre of their
intention to terminate the arbitral procedure.
2. At the request of the parties, the
Tribunal may record the settlement in the form of an Award. Such
Award shall indicate that it is made by consent of the parties; it
need not state any other reasons.
Article 33
Notification
1. Before it is signed, the Award shall be
transmitted to the Centre which may bring matters of form to the
attention of the Tribunal.
2. Once the Award has been signed, the Centre
shall notify an original to each party without delay.
3. An original of each Award made in
accordance with the present Rules shall be kept by the Centre.
Copies of the Award duly certified to be true by the Centre, shall
be delivered only to the parties who request them.
4. By virtue of the notification made in
accordance with paragraph 2, the parties waive any other form of
notification or deposit on the part of the Tribunal.
5. The Tribunal and the Centre shall assist
the parties in complying with whatever further formalities may be
necessary.
Article 34
Correction and Interpretation
1. On its own initiative, the Tribunal may
correct any clerical or typographical errors, any computational
errors or any errors of a similar nature contained in the Award,
provided such correction is submitted to the Centre within 30 days
of the date of the said Award.
2. At the request of a party, the Tribunal
may correct an error of the kind referred to in paragraph 1 or
provide an interpretation of its Award, provided that such a
request is submitted to the Centre within 30 days of the
notification of the Award. Before deciding, the Tribunal shall
grant the other party an additional 30 days to submit any comments
and it shall notify its decision to the Centre without
delay.
3. The Tribunal shall make its decision in
writing. The decision to correct or to interpret the Award shall
take the form of an addendum which shall be deemed to constitute an
integral part of the Award. The provisions of the Rules relating to
the Award shall apply, modified as necessary, to this
decision.
Article 35
Additional Award
1. The Tribunal may, at the request of a
party, make an additional Award as to any claim duly presented
during the arbitral proceedings but not dealt with in the Award,
provided that such a request is submitted to the Centre within 30
days from the notification of the Award. Before deciding on the
request, the Tribunal shall ensure that the parties have had the
opportunity to be heard.
2. The Tribunal shall make its decision in
writing. The provisions of the Rules relating to the Award shall
apply, modified as necessary, to this decision. If the Tribunal
decides to make an additional Award, it shall do so not later than
60 days following the notification of the request.
Article 36
Enforceability
The Award shall be binding, final and without
appeal. By submitting their dispute to arbitration under the
present Rules, the parties undertake to carry out without delay the
Award that will be made and they shall be deemed to have waived
their right to any form of recourse insofar as such waiver can
validly be made, with the exception of any annulment proceedings
which may be initiated in a court of law at the seat of the
arbitration.
Fees and Expenses
Article 37
Costs of the Arbitration
1. The costs of the arbitration shall include
:
a) the fees and expenses of the arbitrators
as fixed by the Centre;
b) the expenses related to the organization
and the holding of any hearing;
c) the fees and expenses of the experts
appointed by the Tribunal;
d) the administrative fees as fixed by the
Centre;
e) the registration fees.
2. The final Award shall fix the costs of the
arbitration and decide which of the parties shall bear them or in
what proportion they shall be shared between them.
3. In its Award, the Tribunal may, taking
into consideration the circumstances of the case and the outcome of
the arbitration, order a party to pay any reasonable expenses
incurred by the other party in presenting its case, including those
incurred for legal representatives and witnesses.
Article 38
Fees
1. The fees of the arbitrators and the
administrative fees shall be calculated in accordance with the
schedule of fees in force at the date of the commencement of the
arbitral procedure.
2. For the purpose of calculating the fees,
the value of a claim or counterclaim which is not quantified or
only partially quantified, shall be fixed by the Centre.
3. If one of the parties claims a right to a
set-off with regard to either a claim or a counterclaim, such
set-off may be accounted for in the same way as a separate claim
for the purpose of calculating the fees.
4. Before the Award is made, the Centre shall
fix the final amount of the arbitrators' fees and expenses and the
Centre's fees, taking into consideration the circumstances of the
case.
5. Separate fee arrangements between the
parties and the arbitrator are contrary to the Rules.
Article 39
Advance on costs
1. As soon as practicable, the Centre shall
fix the advance on costs which must be paid in accordance with the
applicable schedule. Each party shall pay half of the advance on
costs; a party may, however, pay the whole of the advance on costs,
should the other party fail to pay its share.
2. Where a counterclaim is submitted, the
Centre may, depending on the circumstances, fix separate advances
on costs for the claim and the counterclaim.
3. When a request for an advance on costs has
not been complied with within a time limit fixed by the Centre, the
claim to which the advance on costs relates shall be considered
withdrawn.
4. The Centre may readjust the amount of the
advance on costs at any stage of the arbitral procedure.
5. At any stage of the arbitral proceedings,
the Tribunal shall communicate to the Centre any relevant
indications as to the value of the claims and the complexity of the
dispute.
6. The notification of a final Award shall be
conditional upon the required advance on costs being fully
paid.
7. After notification of the Award to the
parties, the Centre shall, in accordance with the said Award,
render an account to the parties of the sums deposited and return
to them any unexpended balance.