(Revised and Adopted on November 22, 2000 by China Chamber of
International Commerce. Effective as from January 1, 2001.)
Chapter I General Provisions
Section 1 Jurisdiction
Article 1
These Rules are formulated in accordance with the Arbitration
Law and the provisions of the relevant laws of the People's
Republic of China (PRC).
Article 2
China Maritime Arbitration Commission (formerly known as
Maritime Arbitration Commission of the China Council for the
Promotion of International Trade, and hereinafter referred to as
the "Arbitration Commission") independently and impartially
resolves, by means of arbitration, contractual or non-contractual
maritime disputes arising from, or in the process of,
transportation, production and navigation by or at sea, on coastal
waters and navigable waters adjacent to sea, in order to protect
the legitimate rights and interests of the parties and promote the
development of the domestic and international industry of maritime
commerce and economy and trade.
The Arbitration Commission shall take cognizance of cases
relating to the following maritime disputes
(1) dispute arising from salvage and general average
(2) dispute arising from collision between ships and/or other
offshore mobile units, or from contact of ships or other offshore
mobile units with structure or any installation on the sea,
navigable waters adjacent thereto and in the harbours, as well as
with the submarine or underwater installation
(3) dispute arising from carriage of goods at sea or on coastal
water or on navigable waters adjacent to sea under bill of lading,
waybill, voyage charter party or contract of multi-model transport
containing a mode of transport by sea or any other transport
documents, as well as from carriage of passengers at sea or on
waters referred to above;
(4) dispute arising from time and bareboat-chartering of ships,
or from leasing of other offshore mobile units and containers or
other transport articles, and from management, operation, agency,
towage, raising and demolition of ship or other offshore mobile
units;
(5) dispute arising from ownership of ships or other offshore
mobile units and maritimelien ;
(6) dispute arising from insurance on ships on sea, coastal
waters or navigable waters adjacent to sea and on other offshore
mobile units, or from insurance on carriage of goods, or from
insurance on carriage of passengers, or from insurance on offshore
exploitation of resources, and from their reinsurance, as well as
from ship's protection and indemnity;
(7) dispute arising from sale, construction and repair of ships
or other offshore movable units and containers or other transport
articles;
(8) dispute arising from mortgage for loan on ships or other
offshore mobile units;
(9) dispute arising from contracts of freight forwarding, supply
of ship's stores, seamen's labour service, fishery production or
fishing and so on;
(10) dispute arising from exploitation and utilization of marine
resources, or pollution damage to marine environment;
(11) dispute arising from maritime security;
(12) other maritime dispute or dispute relating to maritime
event submitted for arbitration by agreement between the
parties.
Article 3
The Arbitration Commission takes cognizance of cases in
accordance with an arbitration agreement between the parties
concluded before or after the occurrence of the dispute to refer
their dispute to the Arbitration Commission for arbitration and
upon the written application by one of the parties.
An arbitration agreement means an arbitration clause stipulated
by the parties in their contract or a written agreement concluded
by the parties in other forms to submit their dispute for
arbitration.
Article 4
The Arbitration Commission has the power to decide on the
existence, validity of an arbitration agreement and the
jurisdiction over an arbitration case. If a party challenges the
validity of the arbitration agreement and requests the Arbitration
Commission to make a decision thereupon while the other party
applies to the people's court for a ruling, the latte's ruling
shall prevail. However, in case of a challenge made against the
validity of an arbitration agreement, if the acceptance of the
application by the Arbitration Commission precedes that by the
people's court and a decision is made thereupon, the decision by
the Arbitration Commission shall prevail.
Article 5
An arbitration clause contained in a contract shall be regarded
as existing independently and separately from the other clauses of
the contract, and an arbitration agreement attached to a contract
shall be treated as a part of the contract existing independently
and separately from the other parts of the contract. The validity
of an arbitration clause or an arbitration agreement shall not be
affected by the modification, rescission, termination, invalidity,
revocation or non-existence of the contract.
Article 6
Any objections to an arbitration agreement or the jurisdiction
over an arbitration case shall be raised before the first hearing
conducted by the arbitration tribunal. Where a case is examined on
the basis of documents only, the objections to the jurisdiction
should be raised before submission of the first substantive
defense. The objections raised later than the prescribed time shall
be regarded as waiving the right to raise objections.
The objections raised to the arbitration agreement or
jurisdiction over the arbitration case shall not affect the process
of the arbitration proceedings.
Article 7
Where the parties agree to submit their dispute to the
Arbitration Commission for arbitration, it shall be considered that
they have agreed to conduct the arbitration under these Rules.
Nevertheless in case that the parties have otherwise agreed upon
other arbitration procedures and the Arbitration Commission agrees
thereto, the agreement of the parties shall prevail.
Section 2 Organization
Article 8
The Arbitration Commission shall have one honorary Chairman and
several advisers.
Article 9 The Arbitration Commission is composed of one
Chairman, several Vice-Chairmen and a number of Commission members.
The Chairman performs the functions and duties vested in him by
these Rules and the Vice-Chairmen may perform the Chairman's
functions and duties with the Chairman's authorization.
The Arbitration Commission shall have a Secretariat to handle
its day-to-day work under the leadership of the Secretary-General
of the Arbitration Commission.
Article 10
The Arbitration Commission shall maintain a Panel of
Arbitrators. The arbitrators shall be selected and appointed by the
Arbitration Commission from among Chinese and foreign personages
with special knowledge and practical experience in the fields of
navigation, carriage by sea, foreign trade, insurance and
management of risks, law and other fields.
Article 11
The Arbitration Commission is located in Beijing. The
Arbitration Commission may, according to the growing need for
arbitration service, set up its Sub-Commissions or offices in other
places within China's territory.
Offices are organs of the Arbitration Commission for public
relations, consultancy and liaison, and are, under the unified
leadership of the Arbitration Commission, engaged in publicity,
investigation and research and consultancy in respect of maritime
arbitration. The offices shall assist the Arbitration Commission in
arranging oral hearings held in their locality, but they shall not
take cognizance of any case, collect fees and charges, nor shall
they examine or hear any case.
Chapter II Arbitration Proceedings
Section 1 Application for Arbitration,
Defense and Counter-claim
Article 12
The arbitration proceedings shall commence from the date on
which the Notice of Arbitration is sent out by the Arbitration
Commission.
Article 13
The Claimant, when submitting his Application for Arbitration,
shall
(1) submit an Application for Arbitration which shall
specify:
(a) the name and address of the Claimant and those of the
Respondent, including the zip code, telephone number, telex number,
fax number and cable number or other electronic communication
address, if any;
(b) the arbitration agreement relied upon by the Claimant;
(c) the facts of the case and the main points of dispute;
(d) the Claimant's claim along with underlying facts and
evidence.
The Application for Arbitration shall be signed and/or stamped
by the Claimant and/or the attorney authorized by the Claimant.
(2) append to the Application for Arbitration the relevant
documentary evidence on which the Claimant's claim is based.
(3) pay an arbitration fee in advance to the Arbitration
Commission according to its Arbitration Fee Schedule.
Article 14
Where after receipt of the Application for Arbitration and its
attachments, the Secretariat of the Arbitration Commission, finds
upon examination, that the Claimant has not completed the
formalities required for arbitration, the Secretariat shall request
the Claimant to complete them, and when the Secretariat finds that
the Claimant has completed the formalities, the Secretariat shall
immediately send to the Respondent a Notice of Arbitration together
with one copy each of the Claimant's Application for Arbitration
and its attachments as well as the Arbitration Rules, the Panel of
Arbitrators and the Arbitration Fee Schedule of the Arbitration
Commission, and shall simultaneously send to the Claimant one copy
each of the Notice of Arbitration, the Arbitration Rules, the Panel
of Arbitrators and Arbitration Fee Schedule.
The Secretariat of the Arbitration Commission, when sending the
Notice of Arbitration to the Claimant and Respondent, shall appoint
one of its staff-members to take charge of procedural
administration of the case.
Article 15
The Claimant and the Respondent shall, within 20 days from the
date of receipt of the Notice of Arbitration, appoint respectively
an arbitrator from among the Arbitrators on the Panel of the
Arbitration Commission or authorize the Chairman of the Arbitration
Commission to make such appointment. Both parties shall within the
prescribed time jointly appoint, or jointly entrust the Chairman of
the Arbitration Commission to appoint, a third arbitrator as the
presiding arbitrator.
Article 16
The Respondent shall, within 45 days from the date of receipt of
the Notice of Arbitration, submit his written defense and relevant
documentary evidence to the Secretariat of the Arbitration
Commission. Beyond the specified time, the arbitration tribunal is
entitled to decide on whether to accept.
Article 17
The Respondent shall, within 45 days from the date of receipt of
the Notice of Arbitration, lodge with the Secretariat of the
Arbitration Commission his counterclaim in writing, if any. The
arbitration tribunal may, at request, extend that time limit if it
considers that there is a justified reason.
When lodging a counterclaim, the Respondent shall state in his
written counterclaim his specific claim, reasons for his claim and
the underlying facts and evidence for his claim, and attach to his
written counterclaim the relevant documentary evidence.
When lodging a counterclaim, the Respondent shall pay an
arbitration fee in advance according to the Arbitration Fee
Schedule of the Arbitration Commission.
Article 18
The Claimant may request to amend his claim whilst the
Respondent may request to amend his counterclaim. However the
arbitration tribunal may refuse such a request for amendment if it
considers that it is too late to raise the request as the amendment
may affect the normal process of the arbitration proceedings.
Article 19
The parties shall submit, in quintuplicate, application for
arbitration, written defense, statement of counterclaim, relevant
documentary evidence and other documents. If the number of the
parties exceeds two, additional copies shall be submitted
accordingly; if the arbitration tribunal is composed of only one
member, two sets of copies may be saved.
Article 20
Neither the Respondent fails to file his defense in writing nor
the Claimant fails to submit his written defense against the
Respondent's counterclaim shall affect the process of the
arbitration proceedings.
Article 21
The parties may authorize arbitration agents to deal with the
matters relating to arbitration; the authorized attorney must
produce a Power of Attorney to the Arbitration Commission.
Chinese and foreign citizens can be authorized to act as
arbitration agents.
Article 22
When a party applies for preservation of property, the
Arbitration Commission shall submit the party's application to the
maritime court at the place of the Respondent's domicile or at the
place of the property subject to preservation. Where a party
applies for preservation of maritime claim before the commencement
of arbitration proceedings, he shall, according to the provisions
of Chapter III of "Maritime Procedure Law of the People's Republic
of China", submit the application direct to the maritime court at
the place of the property subject to preservation.
When a party applies for preservation of maritime evidence, the
Arbitration Commission shall submit the party's application to the
maritime court at the place where the evidence to be preserved is
located. Where a party applies for preservation of maritime
evidence before the commencement of arbitration proceedings, he
shall, according to the provisions of Chapter V of "Maritime
Procedure Law of the People's Republic of China", submit his
application direct to the maritime court at the place where the
evidence to be preserved is located.
When a party applies for a maritime injunction, the Arbitration
Commission shall submit the party's application to the maritime
court at the place where the maritime dispute arises. Where a party
applies for a maritime injunction before the commencement of the
arbitration proceedings, he shall, according to the provisions of
Chapter IV of "Maritime Procedure Law of the People's Republic of
China", submit his application direct to the maritime court at the
place where the maritime dispute arises.
Article 23
When a party applies for constitution of a limitation fund for
maritime claims, the Arbitration Commission shall submit the
party's application to the maritime court at the place of accident,
the place of performance of the contract or the place of ship
arrest. Where a party applies for constitution of a limitation fund
for maritime claims before the commencement of the arbitration
proceedings, he shall, according to the provisions of Chapter IV of
"Maritime Procedure Law of the People's Republic of China", submit
his application direct to the maritime court at the place of the
accident, the place of performance of the contract or the place of
ship arrest.
Section 2 Formation of Arbitration Tribunal
Article 24
Each of the parties shall appoint one arbitrator from among the
arbitrators on the Panel of the Arbitration Commission or entrust
the Chairman of the Arbitration Commission to make such
appointment. The third arbitrator shall be jointly appointed by the
parties or appointed by the Chairman of the Arbitration Commission
upon the parties' joint authorization.
Where the Claimant or Respondent fails to appoint or fails to
entrust the chairman of the Arbitration Commission to appoint an
arbitrator respectively within 20 days from the day of receipt of
the Notice of Arbitration, the Chairman of the Arbitration
Commission shall make such appointment.
In case the parties fail to jointly appoint or jointly entrust
the Chairman of the Arbitration Commission to appoint the third
arbitrator within 20 days from the date on which the Respondent
receives the Notice of Arbitration, the third arbitrator shall be
appointed by the Chairman of the Arbitration Commission. The third
arbitrator shall act as the presiding arbitrator.
The presiding arbitrator and the two arbitrators as appointed
above shall jointly form an arbitration tribunal to jointly hear
the case.
Article 25
Both parties may jointly appoint or jointly authorize the
Chairman of the Arbitration Commission to appoint from the
arbitrators on the Panel an arbitrator as the sole arbitrator to
form an arbitration tribunal to hear the case alone.
If both parties have agreed on the appointment of a sole
arbitrator to hear their case alone but have failed to agree on the
choice of such a sole arbitrator within 20 days from the day of
receipt by the Respondent of the Notice of Arbitration, the
Chairman of the Arbitration Commission shall make such an
appointment.
Article 26
When there are two or more Claimants and/or Respondents in an
arbitration case, the Claimants' side and/or the Respondents' side
each shall, through consultation, appoint or entrust the Chairman
of the Arbitration Commission to appoint one arbitrator from among
the Panel of Arbitrators of the Arbitration Commission.
If the Claimants' side or the Respondents' side fails to make
such appointment or entrustment within 20 days as from the date on
which the Respondents' side receives the Notice of Arbitration, the
appointment shall be made by the Chairman of the Arbitration
Commission.
Article 27
Any appointed arbitrator having a personal interest in the case
shall himself disclose such circumstances to the Arbitration
Commission and request a withdrawal from his office.
Article 28
A party may make a request in writing to the Arbitration
Commission for the withdrawal of an arbitrator from his office, if
the party suspects the impartiality and independence of the said
arbitrator, provided he shall state clearly the facts and reasons
for his request for the withdrawal and evidence shall be given.
Request for withdrawal of an arbitrator shall be put forward in
writing no later than the first oral hearing. If the factors
supporting the withdrawal occur or are made known after the first
oral hearing, the request for withdrawal may be made before the end
of the last hearing.
Article 29
The Chairman of the Arbitration Commission shall decide on the
withdrawal of the challenged arbitrator.
Before the Chairman of the Arbitration Commission makes a
decision on whether the challenged arbitrator should be withdrawn,
the arbitrator shall proceed with his function.
Article 30
If an arbitrator cannot perform his duty owing to withdrawal,
demise, removal or other reasons, a substitute arbitrator shall be
appointed in accordance with the procedure whereby the replaced
arbitrator was appointed.
After the appointment of the substitute arbitrator, the
arbitration tribunal has discretion to decide whether the whole or
part of the previous hearings shall be repeated.
Section 3 Hearing
Article 31
The arbitration tribunal shall hold oral hearings when examining
a case; however the arbitration tribunal may examine a case and
render an award only on the basis of documentary evidence provided
both parties request for or consent to it whilst the arbitration
tribunal may also considers an oral hearing as unnecessary.
Article 32
The date of the first oral hearing shall be fixed by the
arbitration tribunal in consultation with the Secretariat of the
Arbitration Commission, and shall be communicated by the
Secretariat to both parties 30 days before the date of the hearing.
A party having justified reasons may request a postponement of the
date of the hearing, provided his written request must be
communicated to the Secretariat of the Arbitration Commission 12
days before the date of the hearing. The arbitration tribunal shall
decide whether to postpone the hearing.
Article 33
The notice of the date of hearing subsequent to the first oral
hearing is not subject to the 30-day time limit.
Article 34
The cases taken cognizance of by the Arbitration Commission
shall be heard in Beijing, or may be heard in other places with the
approval of the Secretary-General of the Arbitration
Commission.
Where the place of arbitration has been agreed on by the
parties, the oral hearing of the arbitration case shall be held in
the agreed place.
Article 35
The arbitration tribunal shall not hear cases in open session.
If both parties request a hearing to be held in open session, the
arbitration tribunal shall decide whether to hold the hearing in
open session.
Article 36
When a case is heard in closed session, no substantive or
procedural matters of the case shall be disclosed to outsiders by
the parties, their attorneys, witnesses, arbitrators, experts
consulted by or appraisers appointed by the arbitration tribunal
and the relevant staff-members of the Secretariat of the
Arbitration Commission.
Article 37
The parties shall produce evidence for the facts underlying
their claim, defense and counterclaims. The arbitration tribunal
may undertake investigations and collect evidence on its own
initiative, if it considers it necessary.
If the arbitration tribunal investigates and collects evidence
on its own initiative, it shall timely inform the parties of their
presence on the spot if it considers it necessary. Should one party
or both parties fail to appear on the spot, the investigation and
collection of evidence by the arbitration tribunal shall by no
means be affected.
Article 38
Evidence shall be questioned by the parties at oral hearings,
except that both parties agree to examine the case on the basis of
documentary evidence or that evidence shall be questioned in
writing.
Where a party submits, with the approval of the arbitration
tribunal, supplementary written evidence after an oral hearing,
arbitration tribunal shall forward the evidence to the other party
and give him the opportunity to make his comments.
Article 39
The arbitration tribunal may consult an expert or appoint an
appraiser for their expertise or appraisal on special issues
relating to the case. Such an expert or appraiser may be a Chinese
or foreign organization or a citizen.
The arbitration tribunal is entitled to request the parties who
are also obligated to submit or produce to the expert or appraiser
any materials, documents, property or goods related to the case for
check-up, inspection and/or appraisal. The arbitration tribunal
shall, after making duplicate copies or effective records of the
evidence, return in time the original evidence submitted by the
party.
Article 40
The report prepared by the expert or the appraiser shall be
copied to the parties so that they may have the opportunity to give
their opinions thereon. At the request of any party to the case and
with the approval of the arbitration tribunal, the expert and
appraiser may be present at the hearing and give explanations of
their reports when the arbitration tribunal considers it necessary
and appropriate.
Article 41
The evidence submitted by the parties shall be examined and
approved by the arbitration tribunal. The adoption of the report
prepared by the expert or the appraiser shall be determined by the
arbitration tribunal.
Article 42
Should the Claimant fail, without justifiable reason, to appear
at the oral hearing he has been informed of by a written notice or
withdraw halfway from the hearing without the approval of the
arbitration tribunal, the arbitration tribunal may regard it as
withdrawal of the application for arbitration, and in case the
Respondent has laid a counterclaim, an award by default can be
made. Should the Respondent fail, without justifiable reason, to
appear at the hearing he has been informed of by a written notice
or withdraw midway from the hearing without approval of the
arbitration tribunal, an award by default may be rendered, and in
case the Respondent has laid counterclaim, the counterclaim may be
regarded as withdrawn.
Article 43
During the oral hearing, the arbitration tribunal may minute
down and/or make tape-recording of the hearing. The arbitration
tribunal may, after the hearing, make a summary of the minute
stating the main points of the hearing when it considers it
necessary and ask the parties and/or their attorneys, witnesses
and/or other persons involved to sign and/or affix their seals to
the summary minute.
The minute and the tape-recording of the oral hearing are only
for reference by the arbitration tribunal.
Article 44
The parties shall submit written documents and evidence in
accordance with requirements of the arbitration tribunal within the
prescribed time; and the arbitration tribunal is entitled to decide
whether to accept the documents and evidence submitted by a party
after the prescribed time.
Article 45
Where a person other than the parties to the arbitration case
considers he has a legal interest, in the conclusion of the case in
relation to the claim or counterclaim submitted by any of the
parties, the person may, after concluding an agreement with both
parties, apply, with the approval of the arbitration tribunal, for
participation as a party in the arbitration case.
Article 46
Where two or more arbitration cases involve same matter of fact,
the arbitration tribunal may consolidate the cases, if the
arbitration tribunal considers it appropriate, after obtaining the
consent of all parties concerned. The presiding arbitrators of each
case shall select a person from among themselves who will chair an
oral hearing, while the awards for the case shall be made
separately.
Article 47
The arbitration tribunal may, at the request of a party, decide
to suspend the arbitration proceedings under one of the following
occurrences:
(1) the parties are working for an amicable settlement by
themselves;
(2) the case under arbitration must depend on the conclusion of
another case which has not been decided;
(3) a party is unable to participate in the arbitration on
account of force majeure;
(4) other occurrences which may suspend thearbitration
proceedings.
Article 48
If the parties to an arbitration case reach an amicable
settlement agreement by themselves, they may either request the
arbitration tribunal to conclude the case by making an award in
accordance with the contents of their amicable settlement agreement
or request a dismissal of the case. The Secretary-General of the
Arbitration Commission shall decide on the request for a dismissal
of the case if the request is made before the formation of the
arbitration tribunal, and the arbitration tribunal shall decide if
the request is put forward after the formation of the arbitration
tribunal.
If the party or the parties refer the dismissed case again to
the Arbitration Commission for arbitration, the Chairman of the
Arbitration Commission shall decide whether to accept the
reference.
If the parties reach a settlement agreement by themselves
through conciliation without involvement of the Arbitration
Commission, any of them may, based on an arbitration agreement
concluded between them providing for arbitration by the Arbitration
Commission and their settlement agreement, request the Arbitration
Commission to appoint a sole arbitrator to render legally an
arbitration award in accordance with the contents of the settlement
agreement.
Article 49
A party who knows or should have known that any provision or
requirement of these Rules has not been complied with and yet
proceeds with the arbitration proceedings without explicitly
raising in writing his objection to non-compliance in a timely
manner shall deemed to have waived his right to object.
Article 50
If both parties have a desire for conciliation or one party so
desires and the other party agrees to it when consulted by the
arbitration tribunal, the arbitration tribunal may conciliate the
case under its cognizance in the process of arbitration.
Article 51
The arbitration tribunal may conciliate cases in the manner it
considers appropriate.
Article 52
The arbitration tribunal shall terminate conciliation when one
of the parties requests a termination of conciliation or when the
arbitration tribunal believes that further efforts to conciliate
will be futile.
Article 53
If the parties have reached an amicable settlement outside the
arbitration tribunal in the course of conciliation conducted by the
arbitration tribunal, such settlement shall be considered as one
which has been reached through conciliation by the arbitration
tribunal.
Article 54
The parties shall sign a settlement agreement in writing when an
amicable settlement is reached through conciliation conducted by
the arbitration tribunal, and the arbitration tribunal shall
conclude the case by making an award in accordance with the
contents of the settlement agreement unless otherwise agreed by the
parties.
Article 55
Should conciliation fail, any statement, opinion, view or
proposal which has been made, raised, put forward, acknowledged,
accepted or rejected by either party or by the arbitration tribunal
in the process of conciliation shall not be invoked by the other
party as grounds for any claim, defense and/or counterclaim in the
subsequent arbitration proceedings, judicial proceedings or any
other proceedings.
Section 4 Award
Article 56
The arbitration tribunal shall render an award within 9 months
as from the date on which the arbitration tribunal is formed. The
Secretary General of the Arbitration Commission may extend this
time limit at the request of the arbitration tribunal if the
Secretary-General of the Arbitration Commission considers the
request justifiable and really necessary. In case of a decision
made by the arbitration tribunal on the suspension of the
arbitration proceedings, the time required for such suspension
shall not be counted into the time limit.
Article 57
The arbitration tribunal shall independently and impartially
make its award on the basis of the facts, in accordance with the
law and the terms of the contracts, with reference to international
practices and in compliance with the principle of fairness and
reasonableness.
Article 58
Where a case is heard by an arbitration tribunal composed of
three arbitrators, the award shall be rendered in accordance with
the opinion of the majority of the arbitrators and the minority
opinion may be noted down and filed.
When the arbitration tribunal cannot attain a majority opinion,
the award shall be rendered in accordance with the presiding
arbitrator's opinion.
Article 59
The arbitration tribunal shall state in the award the claims,
the facts of the dispute, the reasons for making the award, the
result of the award, the allocation of the arbitration fees and
costs, the date and the place of the award. The facts of the
dispute and the reasons for making the award may not be stated in
the award if the parties have so agreed or the award is made in
accordance with the contents of the agreement on amicable
settlement reached between the parties.
Article 60
Unless the award is made in accordance with the opinion of the
presiding arbitrator or the sole arbitrator, the award shall be
signed by the majority arbitrators sitting on the arbitration
tribunal. An arbitrator who has a dissenting opinion may or may not
sign on the award.
The arbitrators shall submit their draft award to the
Arbitration Commission before signing the award. The Arbitration
Commission may remind the arbitrators of any issue related to the
form of the award provided that the arbitrator's independence in
respect of making a decision is not affected.
The official seal of the Arbitration Commission shall be affixed
to the award.
The date on which the award is made is the date on which the
award comes into legal effect.
Article 61
The arbitration tribunal may, at any time in the course of
arbitration before the final award is made, make an interlocutory
award or a partial award on any issue of the case if it considers
it necessary or agrees to such a request made by a party. Either
party's failure to perform the interlocutory award does not affect
the continuation of the arbitration proceedings and the making of
the final award by the arbitration tribunal.
Article 62
The arbitration tribunal has the power to determine in the award
the arbitration fee and other expenses to be eventually paid by the
party or the parties to the Arbitration Commission.
Article 63
The arbitration tribunal has the power to decide in the award
that the losing party shall pay the winning party as compensation a
proportion of the expenses reasonably incurred by the winning party
in dealing with the case. The amount of such compensation shall not
in any case exceed 10% of the total amount awarded to the winning
party.
Article 64
The award is final and binding upon both disputing parties.
Neither party may bring a suit before a law court or make a request
to any other organization for revising the award.
Article 65
Either party may request in writing that a correction be made to
the writing, typing, calculating and similar errors contained in
the award within 30 days from the date of receipt of the award; if
there is really an error in the award, the arbitration tribunal
shall make a correction in writing within 30 days form the date of
receipt of the written request for correction. The arbitration
tribunal may by itself make a correction in writing within 30 days
from the date on which the award is issued. The correction in
writing forms a part of the award.
Article 66
In case anything that should be awarded has been omitted in the
award, either of the parties may make a request in writing to the
arbitration tribunal for an additional award within 30 days from
the date on which the award is received.
If something which should be awarded is really omitted, the
arbitration tribunal shall make an additional award within 30 days
from the date of receipt of the request in writing for an
additional award. The arbitration tribunal may by itself make an
additional award within 30 days from the date on which the award is
issued. The additional award forms a part of the award which has
been previously issued.
Article 67
The parties must automatically execute the award within the time
limit specified in the award. If no time limit is specified in the
award, the parties shall carry out the award immediately.
In case one party fails to execute the award, the other party
may apply to the Chinese court for enforcement of the award
pursuant to Chinese law or apply to the competent foreign court for
enforcement of the award according to the 1958 Convention on
Recognition and Enforcement of Foreign Arbitral Awards or other
international treaties that China has concluded or acceded.
Chapter III Summary Procedure
Article 68
Unless otherwise agreed by the parties, this Summary Procedure
shall apply to any case in dispute where the amount of the claim
totals not more than RMB 500, 000 yuan ( inclusive of RMB 500,000
yuan, but exclusive of interest).
This Summary Procedure shall also apply to cases where the
amount of the claim totals more than RMB 500,000 Yuan provided that
one party applies for and the other party agrees to it.
Article 69
Where an application for arbitration submitted by the Claimant
to the Arbitration Commission is accepted after examination by the
Arbitration Commission and the Summary Procedure is applicable, the
Secretariat of the Arbitration Commission shall immediately serve a
Notice of Arbitration to each of the parties.
Both parties shall jointly appoint or jointly entrust the
Chairman of the Arbitration Commission to appoint one sole
arbitrator from the arbitrators on the Panel of the Arbitration
Commission within 15 days from the date on which the Notice of
Arbitration is received by the Respondent. Should the parties fail
to make such appointment or entrustment within the time limit, the
Chairman of the Arbitration Commission shall immediately appoint
one sole arbitrator to form an arbitration tribunal to hear the
case.
Article 70
The Respondent shall, within 30 days from the date of receipt of
the Notice of Arbitration, submit his defense and relevant
documentary evidence to the Arbitration Commission; a counterclaim,
if any, shall be lodged together with documentary evidence within
the said time limit.
Article 71
The arbitration tribunal may hear the case in the way it
considers appropriate. The arbitration tribunal has discretion to
hear the case only on the basis of the written materials and
evidence submitted by the parties or to hold an oral hearing.
Article 72
The parties shall hand in written materials and evidence needed
for the arbitration in compliance with the requirements of, and
within the time limit given by, the arbitration tribunal. The
arbitration tribunal is entitled to decide whether to accept the
documents submitted by the party beyond the time limit.
Article 73
Where a case is to be heard orally, the Secretariat of the
Arbitration Commission shall, after the arbitration tribunal fixed
a date for the hearing, inform the parties of the date of the
hearing 15 days before the date of the hearing.
Article 74
If the arbitration tribunal decides to hear the case orally,
only one oral hearing shall be held. However, the arbitration
tribunal may hold a second hearing if really necessary.
Article 75
Should one of the parties fail to act in compliance with this
Summary Procedure during summary proceedings, such failure shall
not affect the process of the proceedings and the power of the
arbitration tribunal to render an award.
Article 76
Neither modification of the claim nor the lodgment of a
counterclaim shall affect the process of the summary proceedings,
except that the amount of the modified claim or of the counterclaim
contravenes the provisions of Article 68.
Article 77
Where a case is heard orally, the arbitration tribunal shall
make an award within 30 days from the date of the oral hearing or
from the date of the second oral hearing if any. Where a case is
examined on the basis of documents only, the arbitration tribunal
shall render an award within 90 days from the date of the formation
of the arbitration tribunal. The Secretary-General of the
Arbitration Commission may, at the request of the arbitration
tribunal, extend the said time limit if he considers such extension
is necessary and justifiable.
Article 78
For matters not covered in this Chapter, the relevant provisions
in the other Chapters of these Rules shall apply.
Chapter IV Supplementary Provisions
Article 79
The Chinese language is the official language of the Arbitration
Commission. If the parties have otherwise agreed, their agreement
shall prevail.
At the oral hearing, if the parties or their attorneys or
witnesses require language interpretation, the Secretariat of the
Arbitration Commission may provide an interpreter for them or the
parties may retain their own interpreters.
The arbitration tribunal or the Secretariat of the Arbitration
Commission may, if it considers it necessary, request the parties
to furnish it with corresponding translation copies in Chinese
language or other languages of the documents and evidential
materials submitted by the parties.
Article 80
All the arbitration documents, notices and materials may be sent
in person to the parties or their attorneys, or by registered
letter or express airmail, telefax, telex, cable or by any other
means which are deemed proper by the Secretariat of the Arbitration
Commission.
Article 81
Any written communication to the parties is deemed to have been
properly served if it is delivered to the addressee or delivered at
his place of business, habitual residence or mailing address; or if
none of these can be found after making a reasonable inquiry, a
written communication is deemed to have been served if it is sent
to the addressee's last known place of business, habitual residence
or mailing address by registered letter or by any other means which
provides a record of the attempt to deliver it.
Article 82
Apart from charging arbitration fees from the parties according
to the arbitration Fee Schedule of the Arbitration Commission, the
Arbitration Commission may collect from the parties other extra,
reasonable and actual expenses including arbitrators' special
remuneration and their travel and boarding expenses for dealing
with the case and the fees and expenses for experts, appraisers and
interpreters etc. appointed by the arbitration tribunal.
If a case is withdrawn after the parties have reached between
themselves an amicable settlement, the Arbitration Commission may
charge a certain amount of fees from the parties in consideration
of the quantity of work and the amount of the actual expenses
incurred by the Arbitration Commission.
Article 83
Where it is explicitly stipulated by the parties to a maritime
dispute in an arbitration agreement or an arbitration clause
contained in the contract that arbitration to be conducted by China
Maritime Arbitration Commission, or by its former named Maritime
Arbitration Commission of the China Council for the Promotion of
International Trade, or by CCPIT/China Chamber of International
Commerce, it shall be considered that the parties have unanimously
agreed that the arbitration shall be conducted by China Maritime
Arbitration Commission .
Article 84
These Rules shall come into force as from January 1, 2001. For
cases which have been taken cognizance of by the Arbitration
Commission before the date on which these Rules become effective,
the Rules of Arbitration effective on the date when the cases were
taken cognizance of shall continue to apply; however, these Rules
shall be applied thereto if the parties so agree.
Article 85
The power to interpret these Rules is vested in the Arbitration
Commission.
CHINA MARITIME ARBITRATION COMMISSION
ARBITRATION FEE SCHEDULE
(Effective as from January 1, 2001)
Amount in Dispute (Renminbi Yuan)
|
Arbitration Fee (Renminbi Yuan)
|
100,000 or less
|
4% of the amount of claim, but not less than £¤2,000
|
100,000-500,000
|
£¤4,000 plus 3.5% of the excess over £¤100,000
|
500,000-1,000,000
|
£¤18,000 plus 3% of the excess over £¤500,000
|
1,000,000-5,000,000
|
£¤33,000 plus 2.5% of the excess over £¤1,000,000
|
5,000,000-10,000,000
|
£¤133,000 plus 2% of the excess over £¤5,000,000
|
10,000,000-50,000,000
|
£¤233,000 plus 1% of the excess over £¤10,000,000
|
50,000,000 or more
|
£¤633,000 plus 0.5% of the excess over £¤50,000,000
|
When applying for arbitration,£¤10,000 shall be collected for
filing a case including the fee for examination of the application
for arbitration, filing the case, imputing the case into and using
the computer programme, placing the case on file etc..
If no amount of claim is stated or extraordinary circumstance
prevails when applying for arbitration, the amount of arbitration
fee shall be determined by the Secretariat of the Arbitration
Commission.
Where the arbitration fee is charged in foreign currency, an
amount of foreign currency equivalent to corresponding RMB value
specified in this Schedule shall be collected.
In addition to the collection of arbitration fee according to
this Schedule, the Arbitration Commission may, according to the
relevant provisions of these Arbitration Rules, collect other
extra, reasonable actual expenses.