Where any agreement, submission or reference provides for
arbitration under the Arbitration Rules of Singapore International
Arbitration Centre ("Centre"), the parties thereto shall be taken
to have agreed that the arbitration shall be conducted in
accordance with the following Rules, or such amended Rules as the
Centre may have adopted to take effect before the commencement of
the arbitration (see Rule 3.3), subject to such modifications as
the parties may agree in writing.
Rule 1
Scope of Application and Interpretation
1.1 These Rules shall govern the arbitration save that, where
any of these Rules is in conflict with a provision of the
applicable law of the arbitration from which the parties cannot
derogate, that provision shall prevail.
1.2 In these Rules
"Centre" means Singapore International Arbitration Centre, a
company incorporatedunder the Companies Act of the Republic of
Singapore as a company limited by guarantee;
"Chairman" means the Chairman of the Centre;
"Registrar" means the Registrar of the Centre;
"Tribunal" includes a sole arbitrator or all the arbitrators
where more than one is appointed.
Rule 2
Notice, Calculation of Periods of Time
2.1 For the purposes of these Rules, any notice, including a
notification, communication or proposal, shall be in writing and is
deemed to have been received if it is physically delivered to the
addressee or if it is delivered at his habitual residence, place of
business or mailing address, or, if none of these can be found
after making reasonable inquiry, then at the addressee's last-known
residence or place of business. The notice shall be deemed to have
been received on the day it is so delivered.
2.2 For the purposes of calculating any period of time under
these Rules, such period shall begin to run on the day following
the day when a notice, notification, communication or proposal is
received. If the last day of such period is an official holiday at
the residence or place of business of the addressee, the period is
extended until the first business day which follows. Official
holidays occurring during the running of the period of time are
included in calculating the period.
2.3 Any written communication may be made by way of any form
of electronic transmission effected to a business address of a
party or to a facsimile number or e-mail address indicated in a
party's letterhead and is deemed to have been received if it is so
transmitted on the day of transmission.
2.4 The parties shall file with the Registrar a copy of any
notice, including a notification, communication or proposal
concerning the arbitral proceedings.
Rule 3
Request for or Notification of Arbitration
3.1 The party wishing to commence an arbitration under these
Rules (hereinafter called the "Claimant") shall give to the other
party (hereinafter called the "Respondent") a Notice of Arbitration
which shall include or be accompanied by the following:
(a) a demand that the dispute be referred to
arbitration;
(b) the names and addresses of the parties to the
arbitration;
(c) a reference to the arbitration clause or the separate
arbitration agreement that is invoked;
(d) a reference to the contract out of or in relation to which
the dispute arises;
(e) a brief statement describing the nature and circumstances
of the dispute and specifying the relief claimed; and
(f) a statement of any matters on which the parties have
previously agreed as to theconduct of the arbitration or with
respect to which the Claimant wishes to make a proposal.
3.2 The Notice of Arbitration may also include:
(a) the proposals for the appointment of a sole arbitrator and
an appointing authority referred to in Rules 7.1 and 7.2
respectively
(b) the notification of appointment of an arbitrator referred
to in Rule 8; and
(c) the Statement of Case referred to in Rule 18.2
3.3 The date of receipt of the Notice of Arbitration by the
Registrar of the Centre shall be deemed to be the date on which the
arbitration has commenced.
3.4 The Claimant shall file with the Registrar a copy of the
Notice of Arbitration served on the Respondent.
3.5 If the parties have agreed on an appointing authority
other than the Chairman, they shall inform the Registrar of the
name of that authority.
Rule 4
Response by Respondent
4.1 For the purpose of facilitating the appointment of
arbitrators, within fourteen (14) days of receipt of the Notice of
Arbitration, the Respondent may send to the Claimant a Response, in
which case, it shall contain:
(a) a confirmation or denial of all or part of the
claims;
(b) a brief statement of the nature and circumstances of any
envisaged counterclaims; and
(c) a comment in response to any statements contained in the
Notice of Arbitration, as called for under Rule 3.1 paragraph (f),
on matters relating to the conduct of the arbitration.
4.2 The Response may also include
(a) a comment in response to any proposal for the appointments
of a sole arbitrator and for an appointing authority; and
(b) the notification of the appointment of an arbitrator
referred to in Rule 8.
4.3 The Respondent shall send a copy of any Response to the
Registrar and shall confirm to the Registrar that copies have been
served on the other party.
4.4 Failure to send a Response shall not preclude the
Respondent from denying the claim or from setting out a
counterclaim in its Statement of Defence.
Rule 5
Centre to Provide Assistance
The Registrar shall, at the request of the Tribunal or either
party, make available, or arrange for, such facilities and
assistance for the conduct of arbitration proceedings as may be
required, including suitable accommodation for sittings of the
Tribunal, secretarial assistance and interpretation
facilities.
Rule 6
Number of Arbitrators
6.1 A sole arbitrator shall be appointed unless the parties
have agreed otherwise.
Rule 7
Appointment of Sole Arbitrator
7.1 If a sole arbitrator is to be appointed, either party may
propose to the other, the names of one or more persons, one of whom
would serve as the sole arbitrator.
7.2 If within twenty-one (21) days after receipt by a party of
a proposal made in accordance with Rule 7.1 the parties have not
reached agreement on the choice of a sole arbtirator, the sole
arbitrator shall be appointed by the appointing authority agreed
upon by the parties, and if no appointing authority has been agreed
upon by the parties, or if the appoint ingauthority agreed upon
refuses to act or fails to appoint the arbitrator within twenty-one
(21) days of the receipt of a party's request thereof, the Chairman
shall appoint the arbitrator as soon as practicable.
7.3 If either party does not wish to propose the names of one
or more persons to serve as the sole arbitrator, either party may
request the Chairman to appoint the sole arbitrator. The Chairman
shall as soon as practicable appoint the sole arbitrator upon the
receipt of such a request.
7.4 A decision on a matter entrusted by Rule 7.2 and 7.3 to
the Chairman shall not be subject to appeal.
Rule 8
Appointment of Three Arbitrators
8.1 If three arbitrators are to be appointed, each party shall
appoint one arbitrator. The two arbitrators thus appointed shall
choose the third arbitrator who will act as the presiding
arbitrator of the tribunal.
8.2 If within twenty-one (21) days after the receipt of a
party's notification of the appointment of an arbitrator, the other
party has not notified the first party of the arbitrator he has
appointed:
(a) the first party may request the appointing authority
previously designated by the parties to appoint the arbitrator;
or
(b) if no such authority has been previously designated by the
parties, or if the appointing authority previously designated
refuses to act or fails to appoint the arbitrator within twenty-one
(21) days after receipt of a party's request thereof, the first
party may request the Chairman to appoint the second
arbitrator.
8.3 If within twenty-one (21) days after the appointment of
the second arbitrator the two arbitrators have not agreed on the
choice of the presiding arbitrator, the presiding arbitrator shall
be appointed by an appointing authority or by the Chairman if no
appointing authority has been previously designated by the parties
or, if the appointing authority previously designated refuses to
act within the prescribed time, in the same way as a sole
arbitrator would be appointed under Rule 7.
8.4 A decision on a matter entrusted by Rule 8.2 or 8.3 to the
Chairman shall not be subject to appeal.
Rule 9
Multi-party Appointment of Arbitrator(s)
9.1 If there are three or more parties in the arbitration, the
parties shall endeavour to agree on the procedure for appointing
the arbitrator(s) and if within twenty-one (21) days of the receipt
of the Notice of Arbitration, the parties have not reached an
agreement on the procedure for appointing the arbitrator(s), the
arbitrator(s) shall be appointed by the Chairman as soon as
practicable after the receipt of a party's request to the
Chairman.
9.2 A decision on a matter entrusted by Rule 9.1 to the
Chairman shall not be subject to appeal.
Rule 10
Information to be Furnished to the Appointing Authority
10.1 When an appointing authority is requested to appoint an
arbitrator pursuant to Rule 7 or 8, the party which makes the
request shall send to the appointing authority a copy of the Notice
of Arbitration, a copy of the contract out of or in relation to
which the dispute has arisen and a copy of the arbitration
agreement if it is not contained in the contract. The appointing
authority may require from either party such information as it
deems necessary to fulfill its function.
10.2 Where the names of one or more persons are proposed for
appointment as arbitrators, their full names, addresses and
nationalities shall be indicated, together with a description of
their qualifications.
Rule 11
Independence and Impartiality of Arbitrators
11.1 In making an appointment under these Rules, the Chairman
shall have due regard to any qualifications required of the
arbitrator by the agreement of the parties and to such
considerations as are likely to secure the appointment of an
independent and impartial arbitrator and where the parties are of
different nationalities, shall also take into account the
advisability of appointing an arbitrator of a nationality other
than those of the parties.
11.2 Any arbitrator (whether or not appointed by the parties)
conducting an arbitration under these Rules shall be and remain at
all times independent and impartial, and shall not act as advocate
for any party.
11.3 A prospective arbitrator shall disclose to those who
approach him in connection with his possible appointment, any
circumstances likely to give rise to justifiable doubts as to his
impartiality or independence.
11.4 An arbitrator, once appointed or chosen, shall disclose
any such circumstance (referred to in Rule 11.3 above) to all
parties, not already been informed by him, of these
circumstances.
Rule 12
Challenge of Arbitrators
12.1 Any arbitrator may be challenged if circumstances exist
that give rise to justifiable doubts as to the arbitrator's
impartiality or independence.
12.2 A party may challenge the arbitrator appointed by him
only for reasons of which he becomes aware after the appointment
has been made.
Rule 13
Notice of Challenge
13.1 A party who intends to challenge an arbitrator shall send
notice of his challenge within fourteen (14) days after the
appointment of the challenged arbitrator has been notified to the
challenging party or within fourteen (14) days after the
circumstances mentioned in Rule 12.1 or 12.2 became known to that
party.
13.2 The challenge shall be notified to the other party, the
arbitrator who is challenged and the other members of the Tribunal.
The notification shall be in writing and shall state the reasons
for the challenge. Upon receiving the notification of challenge by
the Registrar, the arbitration shall be suspended until the
challenge is resolved or decided upon.
13.3 When an arbitrator has been challenged by one party, the
other party may agree to the challenge. The arbitrator may also,
after the challenge, withdraw from his office. In neither case does
this imply acceptance of the validity of the grounds for the
challenge. In both cases, the procedure provided in Rule 7, 8 or 9
shall be used in full for the appointment of the substitute
arbitrator, even if during the process of appointing the challenged
arbitrator, a party had failed to exercise his right to appoint or
to participate in the appointment.
Rule 14
Decision on Challenge
14.1 If the other party does not agree to the challengs and
the challenged arbitrator does not withdraw, the decision on the
challenge will be made:
(a) when the initial appointment was made by an appointing
authority, by that authority; and
(b) in all other cases, by the Chairman whose decision shall
be final and not be subject to appeal.
14.2 If the appointing authority or the Chairman, as the case
may be, sustains the challenge, a substitute arbitrator shall be
appointed or chosen pursuant to the procedure applicable to the
appointment or choice of an arbitrator as provided in Rules 6 to 9
except that, when this procedure would call for the designation of
an appointing authority, the appointment of the arbitrator shall be
made by the appointing authority which decided on the
challenge.
Rule 15
Replacement of An Arbitrator
15.1 In the event of the death or resignation of an arbitrator
during the course of the arbitral proceedings, a substitute
arbitrator shall be appointed or chosen pursuant to the procedure
provided for in Rules 7 to 11 that was applicable to the
appointment or choice of the arbitrator being replaced.
15.2 In the event that an arbitrator refuses or fails to act
or in the event of the de jure or de facto impossibility of his
performing functions, the procedure in respect of the challenge and
replacement of an arbitrator as provided in Rules 12 to 14 and 15.1
shall apply.
Rule 16
Repetition of Hearings in the Event of the Replacement of an
Arbitrator
If under Rules 13 to 15 the sole or presiding arbitrator is
replaced, any hearings held previously shall be repeated unless
otherwise agreed to by the parties. If any other arbitrator is
replaced, such prior hearings may be repeated at the discretion of
the Tribunal.
Rule 17
Conduct of the Proceedings
17.1 The parties may agree on the arbitral procedure, and are
encouraged to do so.
17.2 In the absence of procedural rules agreed by the parties
or contained herein, the Tribunal shall have the widest discretion
allowed under such law as may be applicable to ensure the just,
expeditious, economical, and final determination of the
dispute.
17.3 In the case of a three-member Tribunal, the presiding
arbitrator may, after consulting the other arbitrators, make
procedural rulings alone.
Rule 18
Submission of Written Statements and Documents
18.1 The Tribunal may determine the periods of time within
which the parties shall submit their written statements. If no
specific periods of time are determined by the Tribunal the parties
shall proceed as set out in this Rule 18.
18.2 Within thirty (30) days of receipt of notification from
the Registrar that the Tribunal has been constituted, the Claimant
shall, if it has not done so, send to the Respondent a Statement of
Case setting out in full detail the facts and any contention of law
on which it relies, and the relief claimed.
18.3 Within thirty (30) days of receipt of the Statement of
Case by the Respondent, or, where the Statement of Case was served
with the Notice of Arbitration, the notification referred to in
Rule 18.2, the Respondent shall send to the Claimant, a Statement
of Defence stating in full detail which of the facts and
contentions of law in the Statement of Case it admits or denies, on
what grounds, and on what other facts and contentions of law it
relies. Any counterclaims shall be submitted with the Statement of
Defence in the same manner as claims are set out in the Statement
of Case.
18.4 The Tribunal shall decide which further written
statements, in addition to the Statement of Case and the Statement
of Defence, shall be required from the parties or may be presented
by them and shall fix the periods of time for communicating such
statements.
18.5 The periods of time fixed by the Tribunal for the
submission of written statements (including the Statement of Case
and Statement of Defence) shall not exceed forty-five (45) days.
However the Tribunal may extend the time-limits on such terms as it
may deem appropriate.
18.6 All statements referred to in this Rule shall be
accompanied by copies (or, if they are especially voluminous,
lists) of all essential documents on which the party concerned
relies and which have not previously been submitted by any party,
and (where appropriate) by any relevant samples.
18.7 Copies of all statements referred to in this Rule shall
be served on the Tribunal and the Registrar.
18.8 As soon as practicable following completion of the
submission of the statements specified in this Rule, the Tribunal
shall proceed in such manner as has been agreed by the parties, or
pursuant to its authority under these Rules.
18.9 If the Claimant fails within the time specified under
these Rules or as may be fixed by the Tribunal, to submit its
Statement of Case, the Tribunal may issue an order for the
termination of the arbitral proceedings or make such other
directions as may be appropriate in the circumstances. If the
Respondent fails to submit a Statement of Defence, or if at any
point any party fails to avail itself of the opportunity to present
its case in the manner directed by the Tribunal, the Tribunal may
nevertheless proceed with the arbitration and make the award.
Rule 19
Place of Arbitration
19.1 The parties may choose the place of arbitration. Failing
such a choice, the place of arbitration shall be Singapore, unless
the Tribunal determines in view of all the circumstances of the
case that another place is more appropriate.
19.2 The Tribunal may hold hearings and meetings anywhere
convenient, subject to the provisions of Rule 22.2 and provided
that the award shall be made at the place of arbitration.
Rule 20
Language of Arbitration
20.1 Subject to any agreement by the parties, the Tribunal
shall, promptly after its appointment, determine the language or
languages to be used in the proceedings. This determination shall
apply to the Statement of Case, the Statement of Defence, and any
further written statements or other communications and, if oral
hearings take place, to the language or languages to be used in
such hearings.
20.2 If a document is drawn up in a language other than the
language(s) of the arbitration, and no translation of such document
is submitted by the party producing the document, the Tribunal, or
if the Tribunal has not been established, the Registrar, may order
that party to submit a translation in a form to be determined by
the Tribunal or the Registrar.
Rule 21
Party Representatives
Any party may be represented by legal practitioners or any
other representatives, subject to such proof of authority as the
Tribunal may require.
Rule 22
Hearings
22.1 Unless the parties have agreed on documents-only
arbitration, the Tribunal shall, if either party so requests, hold
a hearing for the presentation of evidence by witnesses, including
expert witnesses, or for oral submissions.
22.2 The Tribunal shall fix the date, time and place of any
meeting and hearing in the arbitration, and the sole or presiding
arbitrator shall give the parties reasonable notice thereof.
22.3 If any party to the proceedings fails to appear at a
hearing, without showing sufficient cause for such failure, the
Tribunal may proceed with the arbitration and may make the award on
the evidence before it.
22.4 The Tribunal may in advance of hearings, submit to the
parties, a list of questions which it wishes them to treat with
special attention.
22.5 All meetings and hearings shall be in private unless the
parties agree otherwise.
22.6 The Tribunal may declare the hearings closed if it is
satisfied that the parties have no further proof to offer or
witnesses to be heard or submissions to make. The Tribunal may on
its own motion or upon application of a party but before any award
is made, reopen the hearings.
22.7 All statements, documents or other information supplied
to the Tribunal by one party shall be communicated to the other
party. Also, any expert report or evidentiary document on which the
Tribunal may rely in making its decision shall be communicated to
the parties.
Rule 23
Witnesses
23.1 Before any hearing, the Tribunal may require any party to
give notice of the identity of witnesses it wishes to call, as well
as the subject matter of their testimony and its relevance to the
issues.
23.2 The Tribunal has discretion to allow, refuse, or limit
the appearance of witnesses, whether witnesses of fact or expert
witnesses.
23.3 Any witness who gives oral evidence may be questioned by
each of the parties or their representatives, under the control of
the Tribunal. The Tribunal may put questions at any stage of the
examination of the witnesses.
23.4 Subject to such order or direction which the Tribunal may
make, the testimony of witnesses may be presented in written form,
either as signed statements or by duly sworn affidavits. Subject to
Rule 23.2, any party may request that such a witness should attend
for oral examination at a hearing. If he fails to attend, the
Tribunal may place such weigh on the written testimony as it thinks
fit, or exclude it altogether.
23.5 Subject to the mandatory provisions of any applicable
law, it shall be proper for any party or its representatives to
interview any witness or potential witness prior to his appearance
at any hearing.
Rule 24
Experts Appointed by the Tribunal
24.1 Unless otherwise agreed by the parties, the
Tribunal:
(a) may appoint one or more experts to report to the Tribunal
on specific issues;
(b) may require a party to give any such expert(s) any
relevant information or to produce, or to provide access to any
relevant documents, goods or property for inspection by the
expert(s).
24.2 Unless otherwise agreed by the parties, if a party so
requests or if the Tribunal considers it necessary, any expert
shall, after delivery of his written or oral report, participate in
a hearing at which the parties shall have the opportunity to
question him, and to present expert witnesses in order to testify
on the points at issue.
Rule 25
Additional Powers of the Tribunal
Unless the parties at any time agree otherwise, and subject to
any mandatory limitations of any applicable law, the Tribunal shall
have the power, on the application of any party or of its own
motion, but in either case only after giving the parties a proper
opportunity to state their views, to:
(a) order the correction of any such contract or arbitration
agreement, but only to the extent required to rectify any mistake
which it determines to be common to all the parties and then only
if and to the extent to which the rules of law governing or
applicable to the contract permit such correction;
(b) allow other parties to be joined in the arbitration with
their express consent, and make a single final award determining
all disputes between them;
(c) allow any party, upon such terms (as to costs and
otherwise) as it shall determine, to amend any pleading or
submissions;
(d) extend or abbreviate any time limits provided by these
Rules or by its directions;
(e) conduct such enquiries as may appear to the Tribunal to be
necessary or expedient;
(f) order the parties to make any property or thing available
for inspection, in their presence, by the Tribunal or any
expert;
(g) order the preservation, storage, sale or other disposal of
any property or thing which is the subject-matter of the
dispute;
(h) order any party to produce to the Tribunal, and to the
other parties for inspection, and to supply copies of, any
documents or classes of documents in their possession or power
which the Tribunal determines to be relevant;
(i) to make orders or give directions to any party for
interrogatories;
(j) to make orders or give directions to any party for an
interim injunction or any other interim measure;
(k) to make orders or give directions to any party for giving
of evidence by affidavit;
(l) to make orders or give directions to any party for
ensuring that any award which may be made in the arbitral
proceedings is not rendered ineffectual by the dissipation of
assets by a party; and
(m) to make orders or give directions to any party to stay any
of the Tribunal's awards previously made.
Rule 26
Jurisdiction of The Tribunal
26.1 The Tribunal shall have the power to rule on its own
jurisdiction, including any objections with respect to the
existence, termination or validity of the arbitration agreement.
For that purpose, an arbitration agreement which forms part of a
contract shall be treated as an agreement independent of the other
terms of the contract. A decision by the Tribunal that the contract
is null and void shall not entail ipso jure the invalidity of the
arbitration agreement.
26.2 A plea that the Tribunal does not have jurisdiction shall
be raised not later than in the Statement of Defence. A plea that
the Tribunal is exceeding the scope of its authority shall be
raised promptly after the Tribunal has indicated its intention to
decide on the matter alleged to be beyond the scope of its
authority. In either case the Tribunal may nevertheless admit a
late plea under this Rule if it considers the delay justified. A
party is not precluded from raising such a plea by the fact that he
has appointed, or participated in the appointment of an
arbitrator.
26.3 In addition to the jurisdiction to exercise the powers
defined elsewhere in these Rules, the Tribunal shall have
jurisdiction to determine any questionof law arising in the
arbitration; proceed with the arbitration notwithstanding the
failure or refusal of any party to comply with these Rules or with
the Tribunal's orders or directions, or to attend any meeting or
hearing, but only after giving that party written notice that it
intends to do so; and to receive and take into account such written
or oral evidence as it shall determine to be relevant, whether or
not strictly admissible in law.
26.4 The Tribunal may rule on a plea referred to in Rule 26.2
above either as a preliminary question or in an award on the
merits.
Rule 27
Deposits and Security
27.1 The Registrar or the Tribunal (at any time after it has
been constituted) may direct each party to deposit an equal amount
with the Centre as an advance of the costs referred to in Rule
30.
27.2 During the course of the arbitration proceedings the
Registrar or the Tribunal may request supplementary deposits from
the parties.
27.3 The Tribunal shall have the power to order any party to
provide security for the legal or other costs of any other party by
way of deposit or bank guarantee or in any other manner the
Tribunal thinks fit.
27.4 Without prejudice to the right of any party to apply to a
competent court for pre-award conservatory measures, the Tribunal
shall also have the power to order any party to provide security
for all or part of any amount in dispute in the arbitration.
27.5 In the event that orders under Rules 27.1, 27.2, 27.3 or
27.4 are not complied with, the Tribunal may refuse to hear the
claims or counterclaims by the non-complying party, although it may
proceed to determine claims or counterclaims by complying
parties.
Rule 28
The Award
28.1 Unless all parties agree otherwise, the Tribunal shall
make its award in writing within forty-five (45) days from the date
on which the hearings are closed and shall state the reasons upon
which its award is based. The award shall state its date and shall
be signed by the arbitrator or arbitrators.
28.2 If any arbitrator refuses or fails to comply with the
mandatory provisions of any applicable law relating to the making
of the award, having been given a reasonable opportunity to do so,
the remaining arbitrators shall proceed in his absence.
28.3 Where there is more than one arbitrator and they fail to
agree on any issue, they shall decide by a majority. Failing a
majority decision on any issue, the presiding arbitrator of the
Tribunal shall make the award alone as if he were sole arbitrator.
If an arbitrator refuses or fails to sign the award, the signatures
of the majority shall be sufficient, provided that the reasons for
the omitted signature is stated.
28.4 The sole arbitrator or presiding arbitrator shall be
responsible for delivering the award to the Registrar, who shall
transmit certified copies to the parties provided that the costs of
the arbitration have been paid to the Centre in accordance with
Rule 30.
28.5 The Tribunal may award simple or compound interest on any
sum which is the subject of the reference at such rates as the
Tribunal determines to be appropriate, in respect of any period
which the Tribunal determines to be appropriate ending not later
than the date upon which the award is complied with.
28.6 The Tribunal may make separate final awards on different
issues at different times, which shall be subject to correction
under the procedure specified in Rule 29. Unless otherwise stated
by the Tribunal, such awards shall be individually enforceable as
soon as they are made.
28.7 In the event of a settlement, the Tribunal may render a
consent award recording the settlement if any party so requests. If
the parties do not require a consent award, then on confirmation in
writing by the parties to the Registrar that a settlement has been
reached, the Tribunal shall be discharged and the reference to
arbitration concluded, subject to payment by the parties of any
outstanding costs of the arbitration in accordance with Rule
30.
28.8 By agreeing to have an arbitration under these Rules, the
parties undertake to carry out the award without delay. Awards
shall be final and binding on the parties from the date they are
made.
Rule 29
Correction of Awards and Additional Awards
29.1 Within thirty (30) days of receipt of the award, unless
another period of time has been agreed upon by the parties, a party
may by notice to the Registrar request the Tribunal to correct in
the award any error in computation, any clerical or typographical
error or any error of a similar nature. If the Tribunal considers
the request to be justified, it shall make the correction(s) within
thirty (30) days of receipt of the request. Any correction, which
shall take the form of a separate memorandum, shall become part of
the award.
29.2 The Tribunal may correct any error of the type referred
to in Rule 29.1 on its own initiative within thirty (30) days of
the date of the award.
29.3 Unless otherwise agreed by the parties, a party may,
within thirty (30) days of receipt of the award, and with notice to
the other party or parties, by notice to the Registrar request the
Tribunal to make an additional award as to claims presented in the
arbitral proceedings but not dealt with in the award. If the
Tribunal considers the request to be justified, it shall make the
additional award within forty-five (45) days of receipt of the
request.
29.4 The provisions of Rule 28 shall apply mutatis mutandis to
a correction of the award and to any additional award.
Rule 30
Costs
30.1 The costs of the arbitration shall be taxed by the
Registrar or fixed by the Tribunal in its award. The term "costs of
the arbitration" includes:
(a) the fees of the Tribunal;
(b) the travel and other expenses incurred by the
arbitrators;
(c) the costs of expert advice and of other assistance
required by the Tribunal;
(d) any fees and expenses of the appointing authority, if
applicable; and
(e) expenses reasonably incurred by the Centre in connection
with the arbitration as well as its administrative charges, but
shall not include the legal or other costs incurred by the parties
themselves.
30.2 The Tribunal shall specify in the award, the total amount
of the costs of the arbitration. Unless the parties shall agree
otherwise, the Tribunal shall determine the proportions in which
the parties shall pay all or part of them to the Centre. If the
Tribunal has determined that all or any part of the costs of the
arbitration shall be paid by any party other than a party which has
already paid them to the Centre, the latter shall have the right to
recover the appropriate amount from the former.
30.3 The Tribunal shall have the authority to order in its
award that all or a part of the legal or other costs of a party
(apart from the costs of the arbitration) be paid by another party.
Such costs shall, unless the award otherwise directs, be taxable by
the Registrar.
30.4 If the arbitration is abandoned, suspended or concluded,
by agreement or otherwise, before the final award is made, the
parties shall be jointly and severally liable to pay the costs of
the arbitration as determined by the Tribunal. In the event that
the costs so determined are less than the deposits made, there
shall be a refund in such proportions as the parties may agree, or
failing agreement, in the same proportions as the deposits were
made.
30.5 A certificate signed by the Registrar on the amount of
costs or fees taxed shall form part of the award of the
Tribunal.
Rule 31
Amount of Tribunal's Fees
31.1 The fees of the Tribunal shall be reasonable in amount,
taking into account the amount in dispute, the complexity of the
subject-matter, the time spent by the arbitrators and any other
relevant circumstances of the case.
31.2 If an appointing authority has been agreed upon by the
parties or designated by the Chairman, and if that authority has
issued a schedule of fees for arbitrators in international cases
which it administers, the Tribunal in fixing its fees shall take
that schedule of fees into account to the extent that it considers
appropriate in the circumstances of the case.
31.3 If such appointing authority has not issued a schedule of
fees for arbitrators in international cases, and if the parties
fail to agree, an appropriate rate shall be determined by the
Registrar and communicated in writing to the parties.
31.4 In all cases when a party so requests, the Tribunal shall
fix its fees only after consultation with the Registrar who may
advise the Tribunal concerning the fees.
Rule 32
Law of the Arbitration
If the place of arbitration is Singapore, the parties agree
that the International Arbitration Act (Cap 143A) as amended from
time to time is applicable.
Rule 33
Exclusion of Liability
33.1 Neither the Centre, any of its officers, employees or
agents, nor any arbitrator shall be liable for:
(a) negligence in respect of anything done or omitted to be
done in the capacity of arbitrator or in connection with any
arbitration conducted under these Rules; and
(b) any mistake in law, fact or procedure made in the course
of arbitral proceedings or in the making of an arbitral
award.
33.2 Neither the Centre, any of its officers, employees or
agents, nor any arbitrator shall be under any obligation to make
any statement to any person about any matter concerning the
arbitration, nor shall any party seek to make any arbitrator or any
officer, member, servant or agent of the Centre, a witness in any
legal proceedings arising out of the arbitration whether before,
during or after the arbitration.
Rule 34
General Provisions
34.1 A party who knows that any provision of, or requirement
under, these Rules has not been complied with and yet proceeds with
the arbitration without promptly stating its objection to such
non-compliance, shall be deemed to have waived its right to
object.
34.2 The provisions in these Rules shall insofar as they
relate to the powers and functions of the Tribunal be interpreted
by the Tribunal.
34.3 In all matters not expressly provided for in these Rules,
the Chairman, the Registrar and the Tribunal shall act in the
spirit of these Rules and shall make every reasonable effort to
ensure that the award is legally enforceable.
34.4 Notwithstanding any provision by the parties in any
contract for an appointing authority to appoint a sole arbitrator
or arbitrators, such provision shall be deemed to be completely and
irrevocably waived upon the appointment by the Chairman of the sole
arbitrator or any arbitrator pursuant to these Rules, and
thereafter all powers and functions of the appointing authority
whether in such contract or in the Rules shall vest in the
Chairman, in addition to and without derogation to the powers of
the Chairman set out in these Rules.
34.5 Subject to Rule 34.4, in the event of conflict between
these Rules and the terms of any contract entered into between the
parties, the terms of the said contract shall prevail, save that
where the parties have acted pursuant to or in accordance with any
Rule in conflict with any term of the said contract, that Rule
shall prevail, and any right vested in any party pursuant to that
term in the said contract shall be deemed to be completely and
irrevocably waived.
34.6 The parties and the Tribunal shall at all times treat all
matters relating to the proceedings (including the existence of the
proceedings) and the award as confidential. A party or any
arbitrator shall not, without the prior written consent of the
other party or the parties, as the case may be, disclose to a third
party any such matter except:
(a) for the purpose of making an application to any competent
court;
(b) for the purpose of making an application to the courts of
any State to enforce the award;
(c) pursuant to the order of a court of competent
jurisdiction;
(d) in compliance with the provisions of the laws of any State
which is binding on the party making the disclosure; or
(e) in compliance with the request or requirement of any
regulatory body or other authority which, if not binding,
nonetheless would be observed customarily by the party making the
disclosure.
Fees
For administration of the arbitration (inclusive of appointing
the arbitrator/s) the fee is based on the amount of each claim or
counter claim as disclosed when the claim or counter claim is
filed.
Up to S$50,000
|
3% (minimum S$500)
|
S$50,000-S$100,000
|
S$1,500 + 2% of excess over S$50,000
|
S$100, 000- S$250,000
|
S$2,500 + 1% of excess over S$100,000
|
S$250,000-S$500,000
|
S$4,000 + 0.75% of excess over S$250,000
|
S$500,000-S$1,000,000
|
S$5,875 + 0.5% of excess over S$500,000
|
S$1,000,000-S$5,000,000
|
S$8,375 + 0.25% of excess over S$1,000,000
|
S$5,000,000-S$10,000,000
|
S$18,375 + 0.1% of excess over S$5,000,000
|
Over S$10,000,000
|
S$23,375 + 0.05% of excess over S$10,000,000
|